First Heartland Capital, Inc.


First Heartland Capital, Inc. Member FINRA /SIPC is a fully disclosed introducing broker/dealer providing our clients with access to a wide range of products including:

 

  • Stocks
  • Bonds (Government and Corporate)
  • Mutual Funds
  • Variable Life Insurance
  • Variable Annuities
  • Real Estate Investment Trusts
  • Certificates of Deposit
 

First Heartland Capital, Inc. offers the following services through its relationship with Pershing, Member NYSE/SIPC:

 

  • Networked Accounts – Monthly statements for all stock, bond, mutual fund, and option positions.
  • Check Writing Privileges
  • Margin Accounts
  • IRA, SEP, and Profit Sharing Plans
  • Custodial Services

First Heartland Capital, Inc. is a member of the Securities Investor Protection Corporation (SIPC). This organization provides customer account protection against the financial failure of a member firm. As a member of the SIPC, our customer’s accounts are protected up to $500,000. An explanatory brochure is available on request or at www.sipc.org

Securities in accounts carried by Pershing LLC., are protected by the Securities Investor Protection Corporation (“SIPC”) up to $500,000 (including cash claims limited to $250,000). For details, please see www.sipc.org.

Pershing has arranged for additional insurance protection for cash and securities to supplement its SIPC coverage. This additional protection covers an aggregate loss limit of $1 billion for eligible securities over all client accounts.  Also, there is a per-client loss limit of $1.9 million for cash awaiting reinvestment within the $1 billion limit.  Neither coverage protects against a decline in the market value of securities.

 


 *Stocks, mutual funds and variable products are not suitable for all investors. Before making any purchase you should carefully read the prospectus and prospectuses for the underlying investment portfolios of variable products. In addition to carefully reviewing the prospectus you are advised to consider the investment objectives, risks and charges and expenses of the investment before investing. A prospectus may be obtained from our office or directly from the mutual fund company, insurance company or offering entity.